Schwab operates this Advisor Directory to provide helpful information to you. It includes some, but not all of the registered investment advisors (“RIAs”) that custody client assets with Schwab. There may be other investment professionals in your area.

The Directory generally includes RIAs registered with the SEC or state securities regulators, and those that have had some client assets with Schwab for at least 1 year, and have $25MM in regulatory assets under management as of their last Form ADV registration filing with the SEC or one or more states.

• Understand the purpose and limitations of the Directory.
• Will not rely only on this list and acknowledge that you are solely responsible for your own research when hiring an advisor.
• Understand that Schwab is not endorsing, recommending, or referring any advisor listed in the Directory.